EQS · CIK 0000878932 · operating
Equus Total Return, Inc. is a business development company registered with the SEC that deploys capital into privately held middle-market companies through debt and equity investments. The firm specializes in leveraged buyouts, management buyouts, growth capital, acquisition financing, and operational turnarounds. Its investment approach typically involves taking control or significant minority equity positions alongside debt instruments, including convertible securities, subordinated debt, and preferred equity. Target investments generally range from $1 million to $25 million in companies with annual revenues between $5 million and $150 million and EBITDA between $2 million and $50 million.
The company maintains a broad investment mandate across multiple sectors including technology, telecommunications, financial services, industrial manufacturing, natural resources, alternative energy, healthcare, education, real estate, and entertainment. It also pursues investment opportunities in international markets, particularly in China, India, and Europe. Equus Total Return acts as a lead investor in its transactions and employs an active management approach to portfolio companies.
Headquartered in Houston, Texas, with an additional office in Vancouver, Canada, the firm was founded in 1991. The company operates as a publicly traded entity on the New York Stock Exchange under the ticker EQS.
| Report Date | Filed | Accession Number | |
|---|---|---|---|
| 2024-12-31 | 2025-04-10 | 0001712543-25-000016 | SEC ↗ |
| 2023-12-31 | 2024-04-02 | 0001712543-24-000005 | SEC ↗ |
| 2022-12-31 | 2023-03-28 | 0001712543-23-000015 | SEC ↗ |
| 2021-12-31 | 2022-03-30 | 0001712543-22-000022 | SEC ↗ |
| 2020-12-31 | 2021-03-31 | 0001322410-21-000035 | SEC ↗ |
| 2019-12-31 | 2020-03-30 | 0001391609-20-000034 | SEC ↗ |
| 2018-12-31 | 2019-03-29 | 0001391609-19-000058 | SEC ↗ |
| 2017-12-31 | 2018-04-17 | 0001391609-18-000084 | SEC ↗ |
| 2016-12-31 | 2017-03-13 | 0001391609-17-000049 | SEC ↗ |
| 2015-12-31 | 2016-03-30 | 0001391609-16-000424 | SEC ↗ |
| 2014-12-31 | 2015-03-30 | 0001391609-15-000066 | SEC ↗ |
| 2013-12-31 | 2014-03-31 | 0001391609-14-000013 | SEC ↗ |
| 2012-12-31 | 2013-03-27 | 0001391609-13-000189 | SEC ↗ |
| 2011-12-31 | 2012-03-16 | 0001391609-12-000074 | SEC ↗ |
| 2010-12-31 | 2011-03-18 | 0001391609-11-000113 | SEC ↗ |
| 2009-12-31 | 2010-03-31 | 0001193125-10-073579 | SEC ↗ |
| 2008-12-31 | 2009-03-31 | 0001193125-09-069640 | SEC ↗ |
| 2007-12-31 | 2008-03-31 | 0001193125-08-071101 | SEC ↗ |
| 2006-12-31 | 2007-03-30 | 0001193125-07-070801 | SEC ↗ |
| 2005-12-31 | 2006-03-31 | 0001193125-06-070196 | SEC ↗ |
| 2004-12-31 | 2005-03-28 | 0001193125-05-062004 | SEC ↗ |
| 2003-12-31 | 2004-03-30 | 0001193125-04-053846 | SEC ↗ |
| 2002-12-31 | 2003-04-10 | 0000899243-03-000849 | SEC ↗ |
| 2001-12-31 | 2002-03-05 | 0000899243-02-000522 | SEC ↗ |
| 2000-12-31 | 2001-03-02 | 0000890566-01-000204 | SEC ↗ |
| 1999-12-31 | 2000-03-06 | 0000890566-00-000248 | SEC ↗ |
| 1998-12-31 | 1999-03-05 | 0000890566-99-000286 | SEC ↗ |
| 1997-12-31 | 1998-02-25 | 0000890566-98-000236 | SEC ↗ |
| 1996-12-31 | 1997-02-28 | 0000890566-97-000341 | SEC ↗ |
| 1995-12-31 | 1996-03-01 | 0000890566-96-000122 | SEC ↗ |